Specialist Trade Control

United Arab Emirates, United Arab Emirates

Job Description

  • Support the management in implementation of Trading Control & Market Surveillance Department policies, procedures and controls covering all areas of assigned department activity so that all relevant procedural/legislative requirements, fulfilled while delivering a quality, cost-effective service.
  • Support the identification of opportunities for continuous improvement and sustainability of systems, processes and practices considering global standards, productivity improvement and cost reduction.
  • Ensure that all reports are prepared timely and accurately and meet ADX requirements, policies, and quality standards.
  • Monitor trading activities to ensure integrity and alignment to SCA and ADX rules and regulations.
  • Process and monitor trading activities such as but not limited to new listings, trade correction, indices changes and maintain the audit trail.
  • Observe daily trading and its operations to provide mainly brokers mainly the opportunity for a smooth and secure trade ensuring transparency & fairness.
  • Continuously track and monitor securities trading and the processes to ensure transparency, fairness and effective risk management in all transactions
  • Monitor trading activities to ensure seamless operations and identify ways of improving the trading systems.
  • Give recommendation in the design of new products and services.
  • provide suggestions for improvement in existing ones and implementation of new ideas received from brokerage firms.
  • Recognize and implement continuous improvement initiatives to enhance efficiency and effectiveness of trading systems.
  • Proposal and implement initiatives to enhance trading systems and processes.
  • Respond to broker queries and address in a timely and efficient manner.
  • Liaise with legal to ensure adherence to applicable law and legislation.

Bayt

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Job Detail

  • Job Id
    JD1636885
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    United Arab Emirates, United Arab Emirates
  • Education
    Not mentioned