Senior Associate Compliance

Abu Dhabi, United Arab Emirates

Job Description

:The CompanyRobert Half is partnering with a multi-asset investment firm based in Abu Dhabi to find a Senior Compliance Associate. This role reports directly to the VP of Compliance. If you\'re interested in joining a dynamic team within a rapidly growing organization, we encourage you to apply for this exciting opportunity.The Role
  • Ensure compliance with relevant laws, regulations, and guidelines set forth by regulatory authorities, particularly regulatory standards.
  • Collaborate with the Compliance team to develop, implement, and maintain compliance policies and procedures.
  • Conduct regular compliance reviews and audits to identify and mitigate potential risks.
  • Assist in drafting and updating compliance manuals, training materials, and other relevant documentation.
  • Provide compliance guidance and support to internal stakeholders, including trading desks, portfolio managers, and senior management.
  • Stay informed about regulatory developments and industry best practices to ensure the company\'s compliance framework remains current.
  • Assist in regulatory filings and submissions as required.
  • Participate in regulatory inspections and audits as necessary.
  • Contribute to the development and enhancement of compliance monitoring tools and systems.
  • Serve as a subject matter expert on compliance-related matters for the organization.
The Candidate
  • CISI Certifications in Compliance are preferred (not mandatory) or Bachelor\'s degree in Law, Finance, or Business Administration.
  • 3- 5 years of experience in a compliance role within the financial services industry
  • Strong understanding of UAE regulatory requirements and international compliance standards.
  • Excellent analytical, problem-solving, and decision-making skills.
  • Ability to work independently and collaboratively within a team environment.
  • Exceptional communication and interpersonal skills.
  • Detail-oriented with a high level of integrity and professionalism.
  • Proven track record of managing complex compliance issues and driving compliance initiatives.
Salary and BenefitsCompetitive salary, plus company benefitsRobert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Pay and salary ranges are dependent upon experience, qualifications and training. If you wish to apply, please read our Privacy Notice describing how we may process, disclose and store your personal data: www.roberthalf.ae/privacy-statement

Robert Half

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Job Detail

  • Job Id
    JD1696339
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Abu Dhabi, United Arab Emirates
  • Education
    Not mentioned