Job Description

Position Title: Compliance Manager
Location: Dubai, United Arab Emirates
Department: Compliance
Reports To: Head of Risk and Compliance

Company Overview:
The company is a leading foreign exchange (FX) firm dedicated to providing innovative financial solutions. As we
expand our operations into the cryptocurrency space, we are seeking a highly skilled and experienced Compliance
Manager with a background in cryptocurrency to join our team.

Position Summary:
The Compliance Manager will be responsible for ensuring that the group operations comply with all relevant laws,
regulations, and internal policies, particularly focusing on the intersection of FX and cryptocurrency. This role
requires a deep understanding of compliance frameworks, regulatory requirements, and industry best practices
within the crypto and FX markets.
The role manages all compliance activities across KYC, EDD, Name Screening, Transactions Monitoring and
Screening, Geofencing, On-chain analytics monitoring, Market Surveillance, Investigations, Law Enforcement,
Complaints and Suspicious Activity Reporting.

Key Responsibilities:

• Develop, implement, and maintain a compliance framework including policies, procedures and controls to
• ensure adherence to all applicable regulations and industry standards in both FX and cryptocurrencyoperations for all Group companies.
• Monitor and analyze regulatory developments in the crypto and FX sectors to ensure the company remains

compliant with evolving laws and regulations (horizon scanning).

• Conduct regular compliance risk assessments and audits, identifying potential areas of vulnerability and

implementing corrective action plans.related matters.within the organization. This includes conducting annual Compliance Awareness training for all employees.requirements.(CTF) programs.to senior management.company's compliance program.

• Serve as the primary point of contact for regulatory bodies and other external stakeholders on compliance-
• Provide guidance and training to employees on compliance-related issues, promoting a culture of compliance
• Collaborate with internal departments to ensure all processes, products, and services meet compliance
• Oversee the implementation and maintenance of anti-money laundering (AML) and counter-terrorist financing
• Conduct investigations into suspected violations of compliance policies and procedures, and report findings
• Prepare and submit compliance reports to regulatory authorities, Senior Management or the Board as required. Stay current with industry trends and best practices, and proactively recommend improvements to the
• Review marketing materials, presentations and websites to ensure compliance with regulatory requirements.
• Determine compliance metrics and establish a system for tracking them
• Manage relationships with internal and external stakeholdersQualifications:
• Minimum of 5 years of experience in a compliance role within the financial services industry, with a specific
• focus on cryptocurrency and FX markets.
• Bachelor's degree in Law, Finance, Business Administration, or a related field; advanced degree or certifications

(e.g., CAMS, CFE) preferred.

• In-depth knowledge of relevant laws and regulations, including but not limited to AML, CTF, and data protection

laws.develop practical compliance solutions.authorities, senior management, and other stakeholders.policies and procedures.environment.o The UAE Financial Rules and Regulations (certificate)•o Combating Financial Crime (certificate) In the event the individual does not currently possess the above qualifications, they must pass the relevantexams within 3 months of joining.Preferred Skills:

• Strong analytical and problem-solving skills, with the ability to interpret complex regulatory requirements and
• Excellent communication and interpersonal skills, with the ability to effectively liaise with regulatory
• Experience in developing and implementing compliance programs.
• High level of integrity and ethical standards, with a commitment to upholding the company's compliance
• Ability to work independently and manage multiple projects simultaneously in a fast-paced, dynamic
• Strong communication skills, fluent in English.
• Ability to work across functional and geographic lines.
• The individual must possess the following qualifications from the Securities and Commodities Authority (SCA):
• Experience in blockchain technology and digital asset compliance.
• Experience in Chainalysis or similar crypto transaction analytical tools.
• Familiarity with international regulatory environments, particularly in regions where the company operates.
• Proficiency in compliance management software and tools.

Job Type: Full-time

Experience:

• VARA: 1 year (Preferred)
• SCA / DFSA/ AGDM: 1 year (Preferred)