Job Title: Compliance Manager
Location: Dubai, UAECompany: DB InvestingAbout DB Investing:
DB Investing, a trusted SCA-licensed brokerage, is dedicated to empowering clients worldwide with secure and innovative financial solutions. We're certified as a Great Place to Work, and we're committed to fostering a collaborative, ethical, and transparent workplace.Position Overview:
As the Compliance Manager, you will play a critical role in ensuring DB Investing's adherence to all relevant laws, regulations, and industry standards, particularly those set by the SCA (Securities and Commodities Authority) in the UAE. You will work closely with internal teams to oversee and manage the company's compliance program, including policy development, regulatory reporting, and monitoring of all activities to maintain our companys commitment to integrity and transparency.Key Responsibilities:Regulatory Compliance:Ensure the companys operations fully comply with UAE and international regulatory requirements.Keep abreast of SCA and other relevant authorities regulations, interpreting their impact on business practices.Act as the primary liaison with regulatory bodies for licensing, reporting, and other compliance matters.Policy Development and Implementation:Develop, update, and implement internal policies, procedures, and controls to address regulatory compliance requirements.Educate employees on compliance policies and best practices through training programs and materials.Monitoring and Auditing:Conduct periodic internal audits to identify potential compliance risks and implement corrective actions.Monitor all transactions and communications to detect, report, and prevent fraudulent or non-compliant activity.Prepare and submit required compliance reports to senior management and regulatory bodies.Risk Management:Identify, assess, and mitigate compliance risks to maintain high standards of ethics and integrity.Lead investigations on any breaches or violations of compliance policies and escalate as necessary.Collaborative Oversight:Work closely with the legal, operations, and business development teams to align compliance policies with company goals.Provide guidance on risk assessments related to new business opportunities, products, or markets.Record-Keeping:Maintain organized and secure records of all compliance-related documents, including communications with regulators and any audit findings.Requirements:Bachelors degree in Law, Business, Finance, or a related field; a Masters degree or professional certification (e.g., CAMS, CCEP) is a plus.Minimum of 5 years of compliance experience in the financial services sector, ideally within brokerage or trading.Strong knowledge of UAE regulations, especially SCA rules, and experience in AML/KYC compliance.Excellent analytical, communication, and problem-solving skills.Ability to work independently, with a proactive and meticulous approach to managing compliance.Why Join DB Investing?Competitive Salary & Benefits: Enjoy a comprehensive compensation package and benefits tailored to meet the needs of our team.Career Development: Access to professional growth opportunities in an innovative, global company.Supportive Culture: Join a collaborative, inclusive environment where integrity and excellence are our core values.

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