Compliance Manager
Dubai, United Arab Emirates
Job Description
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Compliance Manager
Assist in directing the Compliance activity. Responsible to formulate, develop and execute Compliance review in accordance with the Compliance framework. Responsible for maintaining effective working relation with the Executive and Operating Management. Undertake awareness sessions for relevant stakeholders.
Responsibilities
Qualifications
About Us
Dubai Investments is a publicly listed UAE based multi-asset investment Group, managing a diverse portfolio of businesses, generating sustainable financial returns to its shareholders. Established in 1995, Dubai Investments is one of the leading investments Group in the UAE, initiating new businesses and partnering with dynamic entities, creating strategic investment opportunities across the region. The Group applies insight and experience to organically expand and be a reliable growth driver for businesses within sectors like real estate, building materials, construction & contracting, financial services, healthcare and education among others.
Assist in directing the Compliance activity. Responsible to formulate, develop and execute Compliance review in accordance with the Compliance framework. Responsible for maintaining effective working relation with the Executive and Operating Management. Undertake awareness sessions for relevant stakeholders.
Responsibilities
- Develop and implement the Compliance Framework to verify compliance with applicable laws and regulations.
- Develop an annual Compliance Plan enumerating the Build/Update and Review activities to be undertaken.
- Assist in developing compliance budget and resource requirements.
- Obtain annual Self-Declarations from management and report on any material compliance breaches.
- Conduct compliance reviews and identify compliance breaches.
- Present compliance review findings, analysis, and recommendations to management on a periodic basis.
- Assist THE Head of Risk & Compliance to report findings, recommendations, and management response to Audit Committee.
- Summarize compliance related information as per Annual Corporate Governance Report requirements.
- Liaise with Chief Corporate Affairs Officer and other stakeholders including VC & CEO, Group Legal Advisor, General
- Managers / Legal Officers of Sub Holding companies and subsidiaries to build a compliance library of applicable laws.
- Understand regulatory requirements and conduct awareness sessions for relevant stakeholders to facilitate compliance with applicable laws and regulations.
- Maintain a working knowledge of relevant laws and regulations through periodicals, seminars, training programs, and peer contacts.
- Review regulatory updates and communicate changes to Head of Risk & Compliance, Chief Corporate Affairs Officer, and other relevant stakeholders.
- Liaise with Chief Corporate Affairs Officer to obtain clarifications on laws and regulations from regulatory authorities.
- Update the compliance checklist based on changes communicated by the regulators.
- Coordinate with Risk Management resources to determine the compliance risks for updating the compliance risk registers, checklists etc.
- Appraise the adequacy of action taken by operating management to correct reported deficient conditions.
- Conduct review of Annual Corporate Governance report prior to DI\'s submission to regulatory authorities.
- Support Chief Corporate Affairs Officer on General Assembly activities and whenever requested.
- Pursue professional development opportunities, including external and internal training and professional association memberships.
- Updates to the AMPL Policy and Procedures
- Provide guidance to DI Real Estate entities in case of any clarifications or queries with respect to the implementation of AML Policy and compliance with AML regulations.
- Provide guidance to DI Real Estate entities in completion of surveys issued by UAE Supervisory Authorities (Ministry of Economy, Financial Intelligence Unit, etc.).
- Implement AML/CFT policies, procedures, and controls to ensure compliance with all applicable laws and regulations.
- Perform any other duties assigned by direct manager.
Qualifications
- Bachelor\'s degree
- Relevant professional qualification (CA/CPA/CIA/MBA/CISI). Professional qualification in Law is preferred.
- Minimum 5 years of Compliance or related experience in the UAE/GCC
- Excellent command of written and oral English and Arabic
- Proficient in using MS Office
- Strong interpersonal skills and communication skills
About Us
Dubai Investments is a publicly listed UAE based multi-asset investment Group, managing a diverse portfolio of businesses, generating sustainable financial returns to its shareholders. Established in 1995, Dubai Investments is one of the leading investments Group in the UAE, initiating new businesses and partnering with dynamic entities, creating strategic investment opportunities across the region. The Group applies insight and experience to organically expand and be a reliable growth driver for businesses within sectors like real estate, building materials, construction & contracting, financial services, healthcare and education among others.
Job ID 300000012353976
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Job Detail
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Job IdJD1681300
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationDubai, United Arab Emirates
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EducationNot mentioned